Susan Dawson
Investment adviser representative at LPL Financial LLC
10 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- Commerce BankAug 2025 to now
- LPL Financial LLCAug 2025 to now
- Fortune Financial ServicesFeb 2023 to Dec 2023
- Triumph Financial Advisors, LLCApr 2021 to Aug 2025
- Farmer's InsuranceMar 2021 to Aug 2021
- Spring Venture GroupJun 2020 to Jan 2021
- Planmember Securities CorporationJan 2020 to Mar 2021
- Pruco Securities LLCOct 2019 to Jan 2020
- The Prudential Insurance Company of AmericaOct 2019 to Jan 2020
- UnemployedApr 2019 to Sep 2019
- Edward JonesFeb 2018 to Apr 2019
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2017 to Jan 2018
- Fidelity Brokerage Services LLCMar 2017 to Jun 2017
- UnemployedFeb 2016 to Feb 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2005
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (MO).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4954159
- Firm CRD
- 6413