Thuan Khai Lam
Investment adviser representative at Providence Financial and Insurances, Inc.
18 yearsExperience
1 stateRegistered in
$215MFirm assets
5 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
18 years in the industry.
- Providence Financial and Insurances, Inc.Jul 2022 to now
- Allegiance GoldMay 2022 to Jul 2022
- Lincoln Financial SecuritiesJul 2008 to Apr 2022
Exams passed
- Series 66 · Uniform Combined State Law2006
State registrations
Registered as an investment adviser representative in 1 state (CA).
Providence Financial and Insurances, Inc.
Legal name: Providence Financial and Insurance Services, Inc
$215MAssets managed
624Clients
6Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4946292
- Firm CRD
- 141988