William Dale Kelly
Investment adviser representative at Prime Capital Financial
12 yearsExperience
1 stateRegistered in
$39.1BFirm assets
9 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Prime Capital FinancialApr 2023 to now
- Prime Capital Investment Advisors, LLCApr 2023 to now
- Financial Engines Advisors L.L.C.Dec 2017 to Apr 2023
- TIAANov 2014 to Dec 2017
- TIAA-CREF Individual & Institutional Services, LLCNov 2014 to Dec 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2005
- Series 65 · Uniform Investment Adviser Law2011
State registrations
Registered as an investment adviser representative in 1 state (TN).
Prime Capital Financial
Legal name: Prime Capital Investment Advisors, LLC
$39.1BAssets managed
23,965Clients
264Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4944248
- Firm CRD
- 288712