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Vu Ho

Investment adviser representative at Morgan Stanley
21 yearsExperience
2 statesRegistered in
$2TFirm assets
17 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

21 years in the industry.

  1. Morgan StanleyMar 2025 to now
  2. Morgan Stanley Smith Barney LLCMar 2025 to now
  3. Bank of America, N.A.Oct 2017 to Mar 2025
  4. Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2005 to Mar 2025

Exams passed

  • Series 66 · Uniform Combined State Law2016

State registrations

Registered as an investment adviser representative in 2 states (CA, TX).

Morgan Stanley

Legal name: Morgan Stanley Smith Barney LLC

$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4937119
Firm CRD
149777
Advisor's SEC record (opens in a new tab)
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