Catherine Echon Haffner
Investment adviser representative at Raymond James Financial Services Advisors, Inc
11 yearsExperience
1 stateRegistered in
$390BFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Raymond James Financial Services Advisors, Inc.Dec 2024 to now
- Haffner Private WealthDec 2024 to now
- Oak Crest AdvisorsDec 2024 to now
- Raymond James Financial Services, Inc.Dec 2024 to now
- Haffner Group LLCMay 2021 to now
- Bok Financial Private Wealth, Inc.Sep 2023 to Dec 2024
- Bok Financial Securities, Inc.Sep 2023 to Dec 2024
- BOKF, NASep 2023 to Dec 2024
- Kingswood Capital Partners, LLCNov 2021 to Jul 2023
- Texas Capital BankOct 2021 to Sep 2023
- Texas Capital Bank Private Wealth AdvisorsOct 2021 to Jul 2023
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2018 to Jun 2021
- JP Morgan Securities LLCNov 2015 to Apr 2018
Exams passed
- Series 66 · Uniform Combined State Law2012
State registrations
Registered as an investment adviser representative in 1 state (TX).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4936292
- Firm CRD
- 149018