Ernesto Aguilar
Investment adviser representative at Broadway Wealth Solutions
10 yearsExperience
2 statesRegistered in
$308.1MFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
10 years in the industry.
- Broadway Wealth Solutions IncMar 2023 to now
- J.P. Morgan Securities LLCSep 2022 to now
- JPMorgan Chase Bank, N.A.Sep 2022 to Mar 2023
- UnemployedAug 2022 to Aug 2022
- Broadway Wealth SolutionsSep 2020 to Aug 2022
- Cuna Brokerage Services, Inc.Sep 2018 to Sep 2020
- Bbva Wealth Solutions, Inc.Mar 2018 to Aug 2018
- Cuso Financial Services, LPApr 2017 to Feb 2018
- Massachusetts Mutual Life Insurance CoMar 2017 to Feb 2018
- Swbc Investment Services LLCMar 2016 to Apr 2017
Exams passed
- Series 66 · Uniform Combined State Law2016
- Series 63 · Uniform Securities Agent State Law2022
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Broadway Wealth Solutions
Legal name: Broadway Wealth Solutions, Inc.
$308.1MAssets managed
906Clients
11Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4936290
- Firm CRD
- 291753