Howard Haoming Lu
Investment adviser representative at First Wilshire Securities Management, Inc.
22 yearsExperience
26 statesRegistered in
CFA, CFP® certificationDesignations
$415.5MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
22 years in the industry.
- First Wilshire Securities Management, Inc.Nov 2004 to now
Designations
- CFA
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2005
State registrations
Registered as an investment adviser representative in 26 states (AZ, CA, CO, CT, DC, DE, FL, GA, IL, KY, MA, MD, MI, MN, NC, NH, NJ, NV, NY, OH, OR, PA, SC, TX, VA, WA).
First Wilshire Securities Management, Inc.
$415.5MAssets managed
286Clients
5Advisers
46 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4927988
- Firm CRD
- 171971