Stephen James Francis
Investment adviser representative at Raymond James Financial Services Advisors, Inc
21 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$390BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
21 years in the industry.
- Oak Knoll Insurance Strategies, Inc.Jun 2016 to now
- Oak Knoll Tax Co.Jun 2016 to now
- Oak Knoll Farm/francis BROS.Apr 2014 to now
- Raymond James Financial Services Advisors, IncJan 2009 to now
- Raymond James Financial ServicesMar 2005 to now
- Premier Ag Partners LLCSep 2013 to Dec 2016
- Daily & Francis, LLCApr 2011 to Jan 2017
- Sj Francis Insurance Agency, Inc.Dec 2009 to Jan 2017
- Francis Insurance Agency, P.C.Dec 2006 to Dec 2016
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2005
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4925228
- Firm CRD
- 149018