Joseph Travis Bergen
Investment adviser representative at Advice and Planning Services
13 yearsExperience
4 statesRegistered in
$37.9BFirm assets
22 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- TIAA-CREF Individual & Institutional Services, LLCJul 2023 to now
- TIAAJul 2023 to now
- Financial Engines Advisors L.L.C.Jan 2022 to Jul 2023
- Bancwest Investment Services, Inc.Aug 2018 to Dec 2021
- Bank of the WestAug 2018 to Dec 2021
- YelpJun 2018 to Aug 2018
- SynchronyJan 2018 to May 2018
- UpsOct 2017 to Dec 2017
- Bancwest Investment ServicesJun 2017 to Sep 2017
- Bank of the WestJun 2017 to Sep 2017
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2017 to May 2017
- UnemployedDec 2016 to Feb 2017
- Charles Schwab & Co.,incApr 2013 to Nov 2016
- Charles Schwab BankApr 2013 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 66 · Uniform Combined State Law2009
State registrations
Registered as an investment adviser representative in 4 states (AL, AZ, TX, VT).
Advice and Planning Services
Legal name: TIAA-CREF Individual & Institutional Services, LLC
$37.9BAssets managed
72,503Clients
1,707Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4924401
- Firm CRD
- 20472