Aaron Alan Zauner
Investment adviser representative at Caldwell Advisors, LLC
19 yearsExperience
1 stateRegistered in
$351.4MFirm assets
10 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
19 years in the industry.
- Caldwell Advisors, LLCMay 2021 to now
- LPL Financial LLCMay 2021 to now
- Fidelity InvestmentsJun 2007 to May 2021
Exams passed
- Series 66 · Uniform Combined State Law2005
State registrations
Registered as an investment adviser representative in 1 state (TN).
Caldwell Advisors, LLC
$351.4MAssets managed
506Clients
5Advisers
10 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4904878
- Firm CRD
- 144408