David H Nitta
Investment adviser representative at LPL Financial LLC
22 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
22 years in the industry.
- LPL Financial LLCJun 2023 to now
- Massmutual Life Insurance CoFeb 2019 to Jun 2023
- MML Investors Services, LLCFeb 2019 to Jun 2023
- Nothwestern Mutual Wealth Management CompanyMay 2010 to Feb 2019
- Northwestern Mutual Investment Services, LLCJan 2005 to Feb 2019
- Northwestern Mutual Life Insurance CompanyJul 2004 to Feb 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2005
- Series 66 · Uniform Combined State Law2006
- Series 65 · Uniform Investment Adviser Law2019
State registrations
Registered as an investment adviser representative in 2 states (TX, VA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4900264
- Firm CRD
- 6413