Michael Saphel Romaine
Investment adviser representative at MML Investors Services, LLC
28 yearsExperience
3 statesRegistered in
CFP® certification, ChFC®Designations
$115.6BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
28 years in the industry.
- MML Investors Services, LLCMar 2021 to now
- Massmutual Life Insurance CompanyFeb 2021 to now
- M.J. Entertainment dba B 2 Are DreamsApr 1998 to now
- Northwestern Investment Services, LLCMar 2005 to Mar 2021
- Northwestern Mutual Insurance CompanyNov 2004 to Mar 2021
Designations
- CFP® certification
- ChFC®
Exams passed
- Series 63 · Uniform Securities Agent State Law2005
State registrations
Registered as an investment adviser representative in 3 states (KY, TN, TX).
MML Investors Services, LLC
$115.6BAssets managed
454,836Clients
5,087Advisers
33 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4898960
- Firm CRD
- 10409