Kathleen Eileen Sweeney
Investment adviser representative at Northeast Planning Associates, Inc.
36 yearsExperience
1 stateRegistered in
$414MFirm assets
9 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
36 years in the industry.
- Northeast Planning Associates, Inc.Feb 2020 to now
- LPL Financial, LLCAug 2018 to now
- Self EmployedJun 1990 to now
- Ameriprise Financial Services, Inc.Jan 2017 to Jun 2018
- LPL Financial LLCJul 2007 to Nov 2016
- Northeast Planning Associates, Inc.Jun 2006 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2005
- Series 65 · Uniform Investment Adviser Law2006
State registrations
Registered as an investment adviser representative in 1 state (NH).
Northeast Planning Associates, Inc.
$414MAssets managed
959Clients
74Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4897105
- Firm CRD
- 131406