Richard Augustus Samaroo
Investment adviser representative at Wells Fargo Advisors
12 yearsExperience
1 stateRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
12 years in the industry.
- Wells Fargo Bank, NAMay 2024 to now
- Wells Fargo Clearing Services, LLCMay 2024 to now
- J.P. Morgan Securities LLCNov 2023 to May 2024
- JPMorgan Chase Bank, N.A.Nov 2023 to May 2024
- Wells Fargo BankSep 2014 to Nov 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law2005
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (DE).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4897048
- Firm CRD
- 19616