Sze wan Lee
Investment adviser representative at Transamerica Financial Advisors, LLC
22 yearsExperience
1 stateRegistered in
$2.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
22 years in the industry.
- Transamerica Financial Advisors, IncMar 2021 to now
- Paychex, IncJun 2020 to now
- World Financial Group, IncMay 2020 to now
- Capital One Financial CorpMay 2021 to May 2021
- Paychex, Inc.Aug 2019 to May 2020
- International Business Machines (ibm)Aug 2018 to Aug 2019
- StraumannMar 2017 to Aug 2018
- Transamerica Financial Advisors, IncJan 2012 to Sep 2019
- PaychexAug 2011 to Aug 2018
- World Financial Group, Inc.Dec 2004 to Sep 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2005
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 1 state (CA).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4894167
- Firm CRD
- 16164