Stephanie Ross Williams
Investment adviser representative at Tradewinds, LLC
16 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$659.4MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
16 years in the industry.
- Tradewinds, LLC.Nov 2021 to now
- Wells Fargo Clearing Services, LLCNov 2016 to Jan 2022
- Wells Fargo Advisors LLCAug 2010 to Nov 2016
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2005
State registrations
Registered as an investment adviser representative in 1 state (NC).
Tradewinds, LLC
$659.4MAssets managed
505Clients
11Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4876561
- Firm CRD
- 316415