James Shannon Morris
Investment adviser representative at Mma Securities LLC
11 yearsExperience
2 statesRegistered in
$0Firm assets
11 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Marsh Mclennan AgencyDec 2023 to now
- Mma Securities LLCDec 2023 to now
- United Bank / United Brokerage Services, Inc.Feb 2022 to Dec 2023
- Nova 401(k) Assoc.Apr 2021 to Feb 2022
- UnemployedDec 2020 to Apr 2021
- Massachusetts Mutual Life Insurance CompanyDec 2015 to Dec 2020
- MML Distributors LLCDec 2015 to Dec 2020
Exams passed
- Series 66 · Uniform Combined State Law2005
State registrations
Registered as an investment adviser representative in 2 states (MD, VA).
Mma Securities LLC
$0Assets managed
10,839Clients
153Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4874474
- Firm CRD
- 44254