Charles Groome Powell
Investment adviser representative at LPL Financial LLC
11 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- LPL Financial LLCOct 2024 to now
- MML Investors Services, LLCMar 2024 to Sep 2024
- Massmutual Life Insurance CompanyJan 2024 to Sep 2024
- Allstate Financial Advisors LLC.Oct 2022 to Feb 2024
- Allstate Financial Services LLCOct 2022 to Feb 2024
- Allstate Financial Advisors LLCMay 2013 to Jun 2022
- Allstate Financial Services LLC.May 2013 to Jun 2022
- Allstate Insurance CompanyFeb 2013 to Feb 2024
- Powell Custom Financial Management LLCFeb 2013 to Aug 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law2005
- Series 65 · Uniform Investment Adviser Law2011
State registrations
Registered as an investment adviser representative in 1 state (VA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4872970
- Firm CRD
- 6413