Scott M Caldwell
Investment adviser representative at LPL Financial LLC
21 yearsExperience
4 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
Are you Scott M Caldwell? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
21 years in the industry.
- LPL Financial LLCJul 2021 to now
- Happy Rentals LLCMay 2020 to Jul 2021
- The Bellingham TeamAug 2018 to Jul 2021
- Wfc Rangers SoccerSep 2016 to Sep 2017
- Blue Skies for Children Non ProfitAug 2016 to Jul 2021
- Junior Achievement Nw WashingtonAug 2016 to Jul 2021
- Scott Caldwell LLCMay 2015 to Jul 2021
- Wfc Rangers Soccer ClubApr 2013 to Jul 2021
- Bellingham UnitedJan 2013 to Jul 2021
- Mt Baker Chapter of ShrmJan 2012 to Jul 2021
- Wcysa - Whatcom Sports CommissionJan 2012 to Jul 2021
- Various Insurance Carriers for W & R Insurance AgenciesJul 2005 to Jul 2021
- Waddell & Reed, Inc.Jul 2005 to Jul 2021
Exams passed
- Series 66 · Uniform Combined State Law2005
State registrations
Registered as an investment adviser representative in 4 states (ID, MT, TX, WA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4872300
- Firm CRD
- 6413