Preston Joseph Pavlat
Investment adviser representative at J.P. Morgan Securities LLC
19 yearsExperience
1 stateRegistered in
$429.7BFirm assets
61 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
19 years in the industry.
- J.P. Morgan Securities LLCMay 2023 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2022 to May 2023
- Bank of AmericaOct 2022 to Apr 2023
- UBSNov 2020 to Oct 2022
- UBS Financial Services IncNov 2020 to Oct 2022
- First Command Advisory ServicesJul 2018 to Nov 2020
- First Command Financial ServicesJul 2018 to Nov 2020
- First Command Brokerage Services, IncJun 2018 to Nov 2020
- Fidelity InvestmentsJul 2007 to Jul 2018
- Fidelity Brokerage Services LLCJul 2007 to Jun 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 1 state (TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4870702
- Firm CRD
- 79