Shummi P Jindal
Investment adviser representative at Rose Capital Advisors, LLC
15 yearsExperience
1 stateRegistered in
$608.3MFirm assets
12 yearsFirm in business
Are you Shummi P Jindal? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
15 years in the industry.
- Rose Capital Advisors, LLCFeb 2026 to now
- Hudson Park ManagementJan 2012 to Feb 2026
- Hudson Park Advisors LLCMar 2011 to Dec 2021
Exams passed
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (NY).
Rose Capital Advisors, LLC
$608.3MAssets managed
375Clients
11Advisers
12 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4870159
- Firm CRD
- 173054