Shaun Michael Mcdougall
Investment adviser representative at LPL Financial LLC
11 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- LPL Financial LLCSep 2025 to now
- First Horizon AdvisorsAug 2025 to now
- S and R Shadetree LLCFeb 2015 to now
- Wells Fargo BankOct 2021 to Aug 2025
- Wells Fargo Clearing ServicesOct 2021 to Aug 2025
- HSBC Securities (USA) Inc.Mar 2019 to Jun 2021
- HSBC Bank USA, N.A.Jan 2019 to Jun 2021
- Citizens BankAug 2016 to Jan 2019
Exams passed
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 2 states (MI, NC).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4869146
- Firm CRD
- 6413