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Michael Raymond Hazen

Investment adviser representative at Verity Asset Management
10 yearsExperience
2 statesRegistered in
$1.2BFirm assets
20 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

10 years in the industry.

  1. The Leaders Group IncJan 2026 to now
  2. Verity Asset ManagementOct 2020 to now
  3. Verity Financial GroupOct 2020 to now
  4. UnemployedJan 2020 to Sep 2020
  5. Cetera Financial GroupApr 2017 to Dec 2019
  6. Cetera Advisors LLCMar 2017 to Dec 2019
  7. Cetera Advisors Networks LLCMar 2017 to Dec 2019
  8. Cetera Financial Specialists LLCMar 2017 to Dec 2019
  9. Cetera Investment Services LLCMar 2017 to Dec 2019
  10. First Allied Securities, Inc.Mar 2017 to Dec 2019
  11. Summit Brokerage Services, Inc.Mar 2017 to Dec 2019
  12. Girard Securities, Inc.Mar 2017 to Nov 2017
  13. Kestra Financial Services, Inc.Apr 2016 to Mar 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law2005
  • Series 66 · Uniform Combined State Law2015

State registrations

Registered as an investment adviser representative in 2 states (NC, TX).

Verity Asset Management

Legal name: Verity Asset Management, Inc.

$1.2BAssets managed
5,838Clients
53Advisers
20 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4868870
Firm CRD
158667
Advisor's SEC record (opens in a new tab)
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