Rosemary Carolina Abreu
Investment adviser representative at Osaic Institutions, Inc.
12 yearsExperience
1 stateRegistered in
$6.5BFirm assets
19 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Osaic Institutions, Inc.Mar 2026 to now
- Popular BankMar 2026 to now
- Flagstar Bank N.A.Dec 2023 to Feb 2026
- LPL Financial LLCDec 2023 to Feb 2026
- City National BankAug 2021 to Oct 2023
- City National SecuritiesAug 2021 to Oct 2023
- Cetera Investment Advisers LLCMar 2021 to Aug 2021
- Cetera Investment Services LLCMay 2019 to Aug 2021
- Investors BankMay 2019 to Aug 2021
- Royal Alliance AssociatesJul 2017 to May 2019
- Santander Securities LLCApr 2014 to Apr 2017
- Santander Bank, NAMar 2014 to Apr 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (NY).
Osaic Institutions, Inc.
$6.5BAssets managed
16,312Clients
537Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4868136
- Firm CRD
- 35371