Archana Gupta
Investment adviser representative at Wells Fargo Advisors
8 yearsExperience
2 statesRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
8 years in the industry.
- Wells Fargo Clearing Services, LLCOct 2024 to now
- Bank of America, N.AFeb 2024 to Oct 2024
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2024 to Oct 2024
- UnemployedAug 2023 to Jan 2024
- Morgan StanleyMar 2023 to Aug 2023
- E*trade Securities LLCNov 2020 to Aug 2023
- E*trade Securities LlaJun 2020 to Nov 2020
- PNC BankAug 2018 to May 2020
- JP Morgan Securities LLCJun 2016 to Aug 2018
- JPMorgan Chase BankJun 2016 to Jul 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (GA, TX).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4866634
- Firm CRD
- 19616