Melissa Ann Jones
Investment adviser representative at Principal Securities, Inc.
10 yearsExperience
2 statesRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Principal Securities, Inc.Apr 2024 to now
- Principal Life Insurance CompanyApr 2024 to now
- Packerland Brokerage ServicesApr 2024 to Apr 2024
- Osaic Wealth, Inc.Jan 2024 to Mar 2024
- Woodbury Financial Services IncOct 2022 to Jan 2024
- Ifp Securities LLCJun 2022 to Oct 2022
- Independent Financial PartnersJun 2022 to Oct 2022
- LPL Financial LLCNov 2021 to Jun 2022
- Paychex IncJul 2019 to Nov 2021
- Paychex Securities CorporationJul 2019 to Nov 2021
- Transamerica Investors Securities CorporationJan 2018 to Jul 2019
- Transamerica Retirement SolutionsDec 2017 to Jul 2019
- Adp Inc.Jul 2014 to Jan 2018
- Adp Broker-dealer, Inc.Jul 2014 to Dec 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 2 states (TX, WI).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4863240
- Firm CRD
- 1137