Philip Carroll
Investment adviser representative at Morgan Stanley
15 yearsExperience
2 statesRegistered in
$2TFirm assets
17 yearsFirm in business
Are you Philip Carroll? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- Morgan StanleySep 2025 to now
- Charles Schwab & Co., Inc.May 2021 to Sep 2025
- Charles Schwab Bank, SsbMay 2021 to Sep 2025
- Hennion & Walsh, Inc.Dec 2020 to May 2021
- UnemployedJul 2020 to Nov 2020
- Financial Engines Advisors L.L.C.Oct 2018 to Jul 2020
- Ef Legacy Securities, LLCApr 2016 to Oct 2018
- Edelman Financial Services LLCJan 2011 to Jul 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 66 · Uniform Combined State Law2012
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4862209
- Firm CRD
- 149777