David Thomas Tracy
Investment adviser representative at Focus Partners Wealth, LLC
19 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$181.9BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
19 years in the industry.
- Focus Partners Wealth, LLCAug 2022 to now
- The Colony Group, LLCSep 2021 to now
- M. S. Howells & Co.Feb 2019 to Sep 2021
- Triad Advisors, Inc.Nov 2016 to Feb 2019
- Legacy Wealth PartnersApr 2007 to Sep 2021
- Commonwealth Financial NetworkApr 2007 to Nov 2016
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2007
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Focus Partners Wealth, LLC
$181.9BAssets managed
62,466Clients
1,049Advisers
14 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4860924
- Firm CRD
- 159289