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Dominic Mark Alto

Investment adviser representative at Hilltop Securities Asset Management, LLC
10 yearsExperience
2 statesRegistered in
$37.7BFirm assets
34 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management
  • Seminars and workshops

Experience

10 years in the industry.

  1. Hilltop Securities Asset Management, LLCMay 2026 to now
  2. Hilltop Securities Inc.May 2026 to now
  3. UnemployedJun 2025 to May 2026
  4. Thornburg Investment Management IncDec 2017 to Jun 2025
  5. Pulte GroupMay 2017 to Dec 2017
  6. UnemployedNov 2016 to May 2017
  7. Kbs Capital Markets GroupMay 2016 to Nov 2016

Exams passed

  • Series 66 · Uniform Combined State Law2005

State registrations

Registered as an investment adviser representative in 2 states (FL, TX).

Hilltop Securities Asset Management, LLC

$37.7BAssets managed
60Clients
25Advisers
34 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4859296
Firm CRD
110760
Advisor's SEC record (opens in a new tab)
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