Stacy Marie Uptain
Investment adviser representative at U.S. Bancorp Advisors, LLC
22 yearsExperience
1 stateRegistered in
$1.8BFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
22 years in the industry.
- U.S. Bancorp Advisors, LLCFeb 2026 to now
- U.S. BankFeb 2025 to now
- U.S. Bancorp Investment, Inc.Mar 2025 to Feb 2026
- RetiredAug 2024 to Feb 2025
- Wells Fargo Clearing Services, LLCNov 2016 to Aug 2024
- Wells Fargo Advisors LLCJan 2011 to Nov 2016
- Wells Fargo BankJul 2004 to Aug 2024
Exams passed
- Series 66 · Uniform Combined State Law2005
State registrations
Registered as an investment adviser representative in 1 state (NV).
U.S. Bancorp Advisors, LLC
$1.8BAssets managed
3,343Clients
1,161Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4857983
- Firm CRD
- 14455