William Carr Stokes
Investment adviser representative at Frost Investment Services
21 yearsExperience
1 stateRegistered in
$3.7BFirm assets
9 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
21 years in the industry.
- Frost Investment ServicesJun 2026 to now
- Frost Brokerage Services, Inc.Jun 2026 to now
- Frost Investment AdvisorsJun 2026 to now
- Hilltop Securities Inc.Dec 2021 to May 2026
- National Asset ManagementApr 2020 to Nov 2021
- National Securities CorporationSep 2019 to Nov 2021
- Advisors Asset Management, IncNov 2005 to Sep 2019
Exams passed
- Series 66 · Uniform Combined State Law2004
- Series 65 · Uniform Investment Adviser Law2009
State registrations
Registered as an investment adviser representative in 1 state (TX).
Frost Investment Services
Legal name: Frost Investment Services, LLC
$3.7BAssets managed
3,656Clients
163Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4856866
- Firm CRD
- 286129