Lauren Ann Ricca
Investment adviser representative at LPL Financial LLC
10 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCFeb 2026 to now
- Alliancebernstein LPSep 2024 to Feb 2026
- Sanford C. BernsteinSep 2024 to Feb 2026
- Wells Fargo Clearing ServicesMar 2023 to Sep 2024
- Wells Fargo BankDec 2022 to Sep 2024
- Kestra Advisory Services, LLCJan 2022 to Nov 2022
- Kestra Investment Services, LLCJan 2022 to Nov 2022
- UnemployedNov 2021 to Jan 2022
- Maltin Wealth Management, Inc.Apr 2020 to Oct 2021
- UnemployedAug 2019 to Apr 2020
- Alliancebernstein L.P.Jan 2019 to Jul 2019
- Sanford C. BernsteinJan 2019 to Jul 2019
- TIAANov 2017 to Jan 2019
- TIAA-CREF Individual & Institutional Services, LLCNov 2017 to Jan 2019
- UnemployedFeb 2016 to Nov 2017
Designations
- CFP® certification
Exams passed
- Series 65 · Uniform Investment Adviser Law2012
- Series 63 · Uniform Securities Agent State Law2023
State registrations
Registered as an investment adviser representative in 2 states (NJ, SC).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4856342
- Firm CRD
- 6413