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Brian Wesley Sullivan

Investment adviser representative at Thurston Springer Advisors
22 yearsYears since first job or exam
1 stateRegistered in
$6B
8 yearsFirm in business

How is this counted?

Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.

How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Services the firm offers

These describe the firm as a whole, not only this advisor.

Experience

22 years since the first job or state securities exam on the SEC record. Counts all jobs listed.

  1. Thurston Springer AdvisorsDec 2024 to now
  2. Thurston Springer FinanciaDec 2024 to now
  3. Wells Fargo Advisors Financial Network, LLCAug 2015 to Dec 2024

Exams passed

  • Series 63 · Uniform Securities Agent State Law2004
  • Series 66 · Uniform Combined State Law2015

State registrations

Registered as an investment adviser representative in 1 state (IN).

Thurston Springer Advisors

Legal name: Thurston Springer Advisors, LLC

$6B
4,694Clients
99Advisers
8 yearsIn business

Official records

Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

4835369
299201
Advisor's SEC record (opens in a new tab)
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