Adrienne Marie Alvarez
Investment adviser representative at Spc
15 yearsExperience
1 stateRegistered in
$6.1BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- SpcNov 2024 to now
- Parkland Securities, LLCNov 2024 to now
- Sigma Planning CorporationNov 2024 to now
- LPL Financial LLCJul 2021 to Oct 2024
- Various Insurance Carriers for W&r Insurance AgenciesJun 2020 to Jul 2021
- Waddell & Reed, Inc.Jun 2020 to Jul 2021
- UnemployedFeb 2020 to Jun 2020
- U.S. Bancorp Investments, Inc.Jan 2011 to Feb 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 66 · Uniform Combined State Law2012
State registrations
Registered as an investment adviser representative in 1 state (CA).
Spc
Legal name: Sigma Planning Corporation
$6.1BAssets managed
30,916Clients
474Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4830617
- Firm CRD
- 110692