Charlotte Philips
Investment adviser representative at Citigroup Global Markets Inc.
20 yearsExperience
2 statesRegistered in
$56BFirm assets
62 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
20 years in the industry.
- Citigroup Global Markets Inc.Jan 2026 to now
- CitigroupDec 2025 to now
- JPMorgan Chase Bank, NAJun 2024 to Dec 2025
- JPMorgan Securities LLCJun 2024 to Dec 2025
- UnemployedJan 2024 to May 2024
- LPL Financial LLCOct 2021 to Nov 2023
- M&t SecuritiesMay 2021 to Oct 2021
- M&t BankMay 2017 to Dec 2023
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2009 to May 2017
- Bank of America, N.A.Nov 2006 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 65 · Uniform Investment Adviser Law2006
State registrations
Registered as an investment adviser representative in 2 states (CT, DC).
Citigroup Global Markets Inc.
$56BAssets managed
59,829Clients
2,405Advisers
62 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4830283
- Firm CRD
- 7059