Philip Kong
Investment adviser representative at Cetera Investment Advisers LLC
10 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Cetera Investment Advisers LLCAug 2026 to now
- Cetera Wealth Services, LLCAug 2026 to now
- Discernment Financial Inc.Jul 2025 to now
- LPL Financial LLCJul 2025 to Aug 2026
- Next Financial Group, Inc.Sep 2021 to Aug 2026
- U.S. Bancorp Investments, Inc.Apr 2021 to Sep 2021
- Wells Fargo Clearing Services, LLCMar 2017 to Apr 2021
- First Citizens BankOct 2016 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4828483
- Firm CRD
- 105644