Thomas Baker Hayn
Investment adviser representative at Aegis Capital Corp.
12 yearsExperience
4 statesRegistered in
$1.8BFirm assets
16 yearsFirm in business
Are you Thomas Baker Hayn? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourly
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
12 years in the industry.
- Aegis Capital Corp.Nov 2025 to now
- Wells Fargo Clearing Services, LLCJun 2023 to Nov 2025
- Citizens Securities, Inc.Dec 2016 to Jun 2023
- Santander Bank NAAug 2014 to Dec 2016
- Santander Securities LLCAug 2014 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 65 · Uniform Investment Adviser Law2007
State registrations
Registered as an investment adviser representative in 4 states (NY, PA, TX, VA).
Aegis Capital Corp.
$1.8BAssets managed
3,083Clients
97Advisers
16 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4824325
- Firm CRD
- 15007