Todd Matthew Walters
Investment adviser representative at Rockefeller Capital Management
15 yearsExperience
3 statesRegistered in
$36.8BFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
15 years in the industry.
- Rockefeller Financial LLCAug 2026 to now
- Rockefeller Capital ManagementOct 2023 to now
- Rockefeller Financial LLCDec 2024 to Jul 2026
- Rockefeller Financial LLCSep 2023 to Nov 2024
- Rockefeller Financial LLCJun 2022 to Aug 2023
- Spearhead Capital Advisors, LLCJul 2013 to May 2022
- Spearhead Innovative Solutions, LLCMay 2012 to May 2022
- Spearhead Capital, LLCDec 2011 to May 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 3 states (FL, NJ, TX).
Rockefeller Capital Management
Legal name: Rockefeller & Co. LLC
$36.8BAssets managed
6,490Clients
346Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4823763
- Firm CRD
- 294197