Mary Ann Gubler
Investment adviser representative at Commonwealth Financial Network
15 yearsExperience
2 statesRegistered in
$212.7BFirm assets
34 yearsFirm in business
Are you Mary Ann Gubler? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- Commonwealth Financial NetworkJan 2025 to now
- Synergy Financial AdvisorsJan 2025 to now
- Osaic Wealth, Inc.Jun 2024 to Jan 2025
- Securities America AdvisorsJun 2014 to Jun 2024
- Securities America, IncApr 2011 to Jun 2024
Exams passed
- Series 65 · Uniform Investment Adviser Law2014
- Series 63 · Uniform Securities Agent State Law2014
State registrations
Registered as an investment adviser representative in 2 states (TX, UT).
Commonwealth Financial Network
Legal name: Commonwealth Equity Services, LLC
$212.7BAssets managed
360,488Clients
2,700Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4822871
- Firm CRD
- 8032