Shawn Michael Finn
Investment adviser representative at RBC Capital Markets, LLC
22 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$310.4BFirm assets
Are you Shawn Michael Finn? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
22 years in the industry.
- RBC Capital Markets, LLC.Feb 2018 to now
- Financial Planning Solutions LLCFeb 2017 to Feb 2018
- Ameriprise Financial Services, Inc.Oct 2004 to Feb 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2004
State registrations
Registered as an investment adviser representative in 1 state (MN).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4822289
- Firm CRD
- 31194