Rosanna F Bragdon
Investment adviser representative at RBC Capital Markets, LLC
17 yearsExperience
1 stateRegistered in
$310.4BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
17 years in the industry.
- RBC Capital Markets, LLCMar 2024 to now
- Morgan StanleyMay 2023 to Mar 2024
- Department of DefenseMar 2021 to May 2023
- Cambridge Investment Research Advisors, Inc.Jun 2020 to Feb 2021
- Cloudcroft United Methodist Preschool ChipmunkDec 2019 to Jun 2020
- Dodea School-andersen ElementarySep 2018 to Nov 2019
- Cambridge Investment Research, IncJun 2018 to Feb 2021
- First Command Advisory Services, Inc.Jun 2018 to Jul 2018
- First Command Insurance Services, Inc.Jun 2018 to Jul 2018
- First Command Financial Planning, Inc.Mar 2018 to Jul 2018
- UnemployedJul 2017 to Feb 2018
- Asia Pacific Financial Management Group, IncApr 2017 to Jun 2017
- UnemployedDec 2016 to Apr 2017
- Wells Fargo Advisors LLCMay 2009 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2005
- Series 65 · Uniform Investment Adviser Law2007
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (TX).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4817288
- Firm CRD
- 31194