Anthony Dubose
Investment adviser representative at UBS Financial Services Inc.
20 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$915.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
20 years in the industry.
- UBS Financial Services Inc.May 2022 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 2018 to May 2022
- Royal Alliance Associates, Inc.Nov 2018 to Dec 2018
- Signator Investors Inc.Mar 2017 to Nov 2018
- Suntrust Advisory ServicesAug 2016 to Mar 2017
- Suntrust Investment Services, Inc.Aug 2006 to Mar 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 66 · Uniform Combined State Law2007
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4808530
- Firm CRD
- 8174