James A Franklin
Investment adviser representative at Independent Financial Group, LLC
13 yearsExperience
1 stateRegistered in
$12.9BFirm assets
22 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- Independent Financial Group, LLCJun 2023 to now
- Southwest Financial ServicesJan 2019 to now
- J Franklin InvestmentsJan 2013 to now
- Cetera Advisor NetworksJan 2019 to Jun 2023
- 1st Global Advisors, Inc.Mar 2017 to Jan 2019
- 1st Global Capital Corp.Mar 2017 to Jan 2019
- 1st Global Insurance Services, Inc.Mar 2017 to Jan 2019
- Cetera Advisors LLCOct 2016 to Mar 2017
Exams passed
- Series 66 · Uniform Combined State Law2004
State registrations
Registered as an investment adviser representative in 1 state (TX).
Independent Financial Group, LLC
$12.9BAssets managed
26,635Clients
460Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4799613
- Firm CRD
- 7717