Andrew Lawrence Rothstein
Investment adviser representative at RBC Rochdale, LLC
20 yearsExperience
2 statesRegistered in
CFADesignation
$73BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
20 years in the industry.
- RBC Rochdale, LLCNov 2022 to now
- Cnr Securities, LLCNov 2022 to now
- Hgk Asset ManagementAug 2022 to Oct 2022
- Rice Hall James & Associates, LLCMar 2019 to Aug 2022
- Hgk Asset ManagementMar 2006 to Mar 2019
Designations
- CFA
Exams passed
- Series 63 · Uniform Securities Agent State Law2023
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
RBC Rochdale, LLC
$73BAssets managed
17,054Clients
119Advisers
40 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4794079
- Firm CRD
- 117198