Roseanne Stavely
Investment adviser representative at LPL Financial LLC
9 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
Are you Roseanne Stavely? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
9 years in the industry.
- LPL Financial LLCJun 2024 to now
- Queensboro National Bank & TrustJun 2024 to now
- Bank of America, N.A.Mar 2024 to Jun 2024
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2024 to Jun 2024
- LPL FinancialSep 2019 to Feb 2024
- Webster BankSep 2019 to Sep 2022
- TD Private Client Wealth LLCNov 2015 to Aug 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2011
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 1 state (GA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4793797
- Firm CRD
- 6413