Lori Ann Calloway
Investment adviser representative at Principal Advised Services
12 yearsExperience
2 statesRegistered in
$1.4BFirm assets
7 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
12 years in the industry.
- Principal Advised ServicesFeb 2024 to now
- Principal Life Insurance CompanyFeb 2021 to now
- Principal Securities, Inc.Feb 2021 to now
- UnemployedAug 2020 to Jan 2021
- Foreside Fund Services, LLCMar 2017 to Jul 2020
- Miller Howard Investments Inc.Feb 2017 to Jul 2020
- Voya Investment Management Co. LLCMay 2014 to Dec 2016
- Voya Investments Distributor, LLCMay 2014 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (IA, IN).
Principal Advised Services
Legal name: Principal Advised Services, LLC
$1.4BAssets managed
23,164Clients
231Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4792647
- Firm CRD
- 297324