Kathleen Sunshine kim Stephens
Investment adviser representative at Golden State Wealth Management, LLC
10 yearsExperience
1 stateRegistered in
$2.2BFirm assets
10 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Golden State Wealth Management, LLCMar 2024 to now
- LPL Financial LLCMar 2024 to now
- Golden State Wealth MangementMar 2024 to Mar 2024
- Edward JonesApr 2014 to Mar 2024
Exams passed
- Series 66 · Uniform Combined State Law2008
State registrations
Registered as an investment adviser representative in 1 state (CA).
Golden State Wealth Management, LLC
$2.2BAssets managed
4,192Clients
40Advisers
10 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4791863
- Firm CRD
- 167995