Lisa Oconnor
Investment adviser representative at Mutual Advisors, LLC
10 yearsExperience
1 stateRegistered in
$9.4BFirm assets
13 yearsFirm in business
Are you Lisa Oconnor? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Mutual Advisors, LLC.May 2023 to now
- Mutual Securities, Inc.May 2023 to now
- Raymond James Financial Services Advisors, Inc.Oct 2022 to May 2023
- Raymond James Financial Services, Inc.Oct 2022 to May 2023
- Colorado Wealth Partners, Inc.Oct 2022 to Apr 2023
- Stifel Nicolaus & Co IncJan 2022 to Oct 2022
- Bellco Credit UnionMay 2021 to Dec 2021
- Cuso Financial Services, :pMay 2021 to Dec 2021
- Bbva Wealth Solutions Inc.Mar 2019 to May 2021
- Bbva Securites IncSep 2017 to May 2021
- Compass BankSep 2017 to May 2021
- UnemployedJul 2017 to Aug 2017
- Ifinancial LPLFeb 2016 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2013
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 1 state (IA).
Mutual Advisors, LLC
$9.4BAssets managed
9,960Clients
153Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4790460
- Firm CRD
- 167658