Ling Yan
Investment adviser representative at Independent Financial Group, LLC
13 yearsExperience
1 stateRegistered in
$12.9BFirm assets
22 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- Independent Financial Group, LLCApr 2026 to now
- Luminpath PlanningJul 2025 to now
- Transamerica Financial Advisors, IncFeb 2025 to Apr 2026
- World Financial Group, Inc.Sep 2024 to Feb 2025
- Worldquant, LLCOct 2013 to Jul 2025
Exams passed
- Series 63 · Uniform Securities Agent State Law2025
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (NY).
Independent Financial Group, LLC
$12.9BAssets managed
26,635Clients
460Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4787820
- Firm CRD
- 7717