Heather Anne Rupp
Investment adviser representative at Planmember Securities Corporation
22 yearsExperience
1 stateRegistered in
CFADesignation
$10.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
22 years in the industry.
- Planmember Securities CorporationDec 2021 to now
- Westmont CollegeDec 2021 to now
- The Alliance GroupJan 2021 to Dec 2021
- Westmont CollegeAug 2020 to May 2021
- Na-unemployedMay 2020 to Aug 2020
- B. Riley Capital ManagementApr 2019 to May 2020
- Phase CapitalSep 2018 to Mar 2019
- Peritus I Asset ManagementMay 2004 to Aug 2018
Designations
- CFA
Exams passed
No exams in this record.
State registrations
Registered as an investment adviser representative in 1 state (CA).
Planmember Securities Corporation
$10.1BAssets managed
69,645Clients
424Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4787154
- Firm CRD
- 11869